Outsourced Compliance & Risk Management Services

Ensuring Robust Compliance and Mitigating Risk

Navigating the complexities of regulatory compliance and risk management can be challenging for any business. At Equiom, we provide outsourced money laundering reporting officers, compliance and risk management services designed to ensure your organisation remains compliant with local and international regulations. We work with you to ensure robust systems and controls are in place and provide additional compliance or risk management support where needed. Our team of experts specialises in multiple sectors, from asset management, funds, fund managers, money payment services to private and investment banking, offering tailored solutions to meet your specific needs.

Our Services

Equiom offers a comprehensive range of compliance and risk management services to support your business. Our services include:

Compliance and MLRO Outsourcing: Providing suitable individuals to act as Compliance Officer and Money Laundering Reporting Officer (MLRO) on an outsourced basis
Training and Mentoring: Offering training, mentoring, and ad hoc support for your in-house compliance and anti-money laundering (AML) functions
Regulatory Preparation and Support: Assisting in preparation for regulatory risk assessments, responding to enforcement proceedings, and conducting mock interviews for regulatory authorisations
Audits and Reviews: Performing compliance and AML-focused audits, reviews, and special projects to identify and address potential issues
Policy and Procedure Development: Creating mandatory compliance, AML, and counter-terrorist financing materials to ensure adherence to regulatory requirements
Comprehensive Training: Delivering all aspects of compliance and AML training as required by the regulator
Regulatory Guidance: Providing advice on meeting local regulatory requirements, duties and responsibilities of Authorised Individuals, and establishing robust policies, procedures, systems, and controls
Data Protection Advisory: Offering guidance on data protection to ensure compliance with data security regulations

How We Can Help

Expertise and Efficiency

Equiom’s outsourced compliance and risk management services provide access to a network of subject matter experts, ensuring your business remains compliant and efficient. Our hands-on experience and comprehensive knowledge help you develop and manage effective compliance programs, identifying issues before they become violations.

Tailored Compliance Solutions

We understand that each business has unique compliance needs. Whether you are setting up in a new region, consolidating an existing business, or needing temporary cover for unexpected staff absences, our services are tailored to meet your specific requirements. We also offer additional compliance training to enhance your team’s capabilities.

Regulatory Preparedness

Our team assists with regulatory risk assessments, thematic reviews, and regulatory visits, ensuring your business is always prepared for regulatory scrutiny. We help create a strong compliance culture within your organisation, making regulatory compliance a seamless part of your operations.

Partner with Equiom for outsourced compliance and risk management services. Our expertise and comprehensive understanding of regulatory landscapes ensure your business stays compliant, efficient, and ready to meet any regulatory challenges. Let us support you in maintaining strong compliance practices and mitigating risk, helping your business succeed in any environment.

Please note this content has been carefully prepared, but it has been written in general terms to provide an overview of the services available across the Equiom group and should be seen as broad guidance only. The statement is not intended to suggest that each service listed is provided by all office locations. For more specific information, please contact our team or an office location of your choosing.