Equiom job Opportunities

Manager - Regulatory Compliance

Compliance & Risk, Equiom Isle of Man

Job purpose & overall objective

This role involves providing compliance & risk management support to the Senior Manager, ensuring company policies and procedures are in line with regulatory requirements and being complied with. Responsibilities will include providing thoughtful, relevant guidance to the business, and as directed by the Senior Manager/Director, managing and developing a team of compliance professionals and assisting in the preparation of regulatory submissions. Other duties include managing the compliance monitoring workflow, regulatory risk registers, AML & CFT periodic client reviews, client on-boarding and KYC refresh. Participating in project work and staying abreast of industry developments is also a requirement.

Are you the person for this role?

The successful candidate will have previous experience in a similar role within the financial services industry, preferably the fiduciary sector and will hold or be working towards a relevant professional qualification. An excellent understanding of the Isle of Man regulatory framework, strong organisational, team management and communication skills and attention to detail are all essential for this role.

How to apply

To apply, please email your CV and covering letter to:

Helena Platt, Talent Acquisition Manager

Email helenaPlatt@equiomgroup.com

Isle of Man

The Equiom way

The
Equiom Way

At Equiom, our pro-activity and passion for progress will guide you forward, going beyond exceptional service to develop deep and meaningful client relationships.

Equiom get in touch

 

Get in touch

If you have any questions, or would like to learn more about taking the next steps with Equiom, please select one of the options below.

Choose a location and contact the team Use our website form

 

Get in touch